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Regulatory and Statutory Information
Website Disclaimer
Issued in the United Kingdom by Nikko Principal Investments Limited, who are authorised and regulated by the Financial Services Authority (FSA) to conduct investment business.
Regulatory Information
This website contains information on certain recent transactions undertaken by Nikko Principal Investments Limited (NPIL) as principal. It does not constitute an offer of investment advisory services or investments to any person and is not directed at persons resident in any particular jurisdiction. Nothing appearing on this website is or should be deemed to be a solicitation to enter into a brokerage or investment advisory relationship in Hong Kong, Singapore the United States or elsewhere. NPIL does not offer any investment business services to private customers, as defined by the Rules of the FSA.
NPIL makes no representation, either express or implied, that the information or materials contained on the NPIL website are accurate, complete or up to date. NPIL will have no liability for any loss or damage of any kind, whether it be direct or indirect, which might be incurred through the use of or access to the NPIL website, or any links to third party websites. In this regard, NPIL reminds users of the risk of viruses and other malicious software.
Companies Act 2006
Nikko Principal Investments Limited (Company Number 3686706) is an
English company whose registered office is located at:
100 Pall Mall
London
SW1Y 5NN
United Kingdom
Anti-Money Laundering Legislation
NPIL are required both by statute and by our regulator, the FSA, to maintain strong anti-money laundering policies and procedures. This requires the company to obtain and keep adequate records, which are appropriate to the scale and nature of our business. The NPIL board of directors have agreed that this is fundamental to the conduct of the firm's business and will strive to maintain the highest standards and best practices of the UK investment industry.
Copyright and Trademarks
All information and material, including images, text and audio on this website is the property of NPIL [and its subsidiaries] or other third parties. The trademark, trade names and logos (the "Trade Marks") used and displayed on this site are registered and unregistered Trade Marks of NPIL and others. Nothing on this website should be construed as granting any license or right to use any Trade Mark displayed on this website. NPIL will enforce infringements of its intellectual property rights to the full extent permitted under the law. The Trade Marks and information on this site may not, other than to the extent permitted by law, be copied, distributed, uploaded, posted, republished, decompiled, disassembled, reverse engineered or transmitted in any way without the prior written consent of NPIL. You are entitled to view, copy and print documents from this website solely for your own business purposes.
Data Protection Act 1998
We may collect personal data from individuals looking for employment within our company. Human Resources will only use this data for the purpose of assessing an applicant's suitability for any vacancies, which might exist from time to time. The data controller is NPIL (the company). The company will take appropriate steps to ensure that all personal data is processed in accordance with your rights under the Data Protection Act 1998. Your rights include a right to receive a copy of any of your data that we hold. If you have any queries or would like to receive more information about our data protection policy, then please contact the Data Protection Officer at the company's address. Our web server will recognise your domain name, but not your e-mail address. Any data collected by our web server is used solely for statistical purposes to monitor the usage loads of our site. We currently do not use any "cookie" technology on this website. However, if we add any cookies in the future, we will change this notice to explain how such cookies are used.
Jurisdiction
English law governs access to and use of this website. If you access this site from outside the UK you are responsible for compliance with any local laws relating to access.
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